SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Keller Bruno

(Last) (First) (Middle)
THE KRAFT HEINZ COMPANY
ONE PPG PLACE, SUITE 3200

(Street)
PITTSBURGH PA 15222

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2019
3. Issuer Name and Ticker or Trading Symbol
Kraft Heinz Co [ KHC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Zone President, Canada
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 73,517(1)(2) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy) 05/01/2019(3) 05/01/2024 Common Stock 25,000 22.56 D
Stock Options (right to buy) 02/12/2020(4) 02/12/2025 Common Stock 19,093 30.46 D
Stock Options (right to buy) 03/01/2021(5) 03/01/2026 Common Stock 12,877 77.66 D
Explanation of Responses:
1. The total amount includes: (i) 48 restricted stock units awarded on March 1, 2016 pursuant to the Issuer's Bonus Swap Program scheduled to cliff-vest and settle in stock on the fifth anniversary of the grant date (the total number includes six dividend equivalents that accrued under a dividend reinvestment program on restricted stock units granted pursuant to the Issuer's Bonus Swap Program), (ii) 521 restricted stock units awarded on March 1, 2017 pursuant to the Issuer's Bonus Swap Program scheduled to cliff-vest and settle in stock on the fifth anniversary of the grant date (the total number includes 49 dividend equivalents that accrued under a dividend reinvestment program on restricted stock units granted pursuant to the Issuer's Bonus Swap Program), (iii) 6,526 restricted stock units awarded on August 16, 2019 pursuant to the Issuer's Bonus Swap Program scheduled to cliff-vest and settle in stock on the fifth anniversary of the grant date,
2. (continued from footnote 1) (iv) 59,032 restricted stock units awarded on August 16, 2019 scheduled to settle in stock as follows: 50% on the second anniversary of the grant date, 25% on the third anniversary of the grant date and the remaining 25% on the fourth anniversary of the grant date, (v) 4,878 restricted stock units awarded on August 16, 2019 scheduled to settle in stock as follows: 50% on the second anniversary of the grant date and the remaining 50% on the third anniversary of the grant date and (vi) 2,512 shares of common stock acquired directly from the Issuer pursuant to the compensation committee approved Issuer's Bonus Swap Program. The restricted stock units described in this footnote will vest subject to the terms and conditions of the applicable award agreements.
3. Options cliff-vested on May 1, 2019.
4. Options cliff-vest on February 12, 2020, subject to the terms and conditions of the stock option award agreement. The total number includes 574 "matching" options granted pursuant to the Issuer's legacy Bonus Swap Program
5. Options cliff-vest on March 1, 2021, subject to the terms and conditions of the stock option award agreement.
Remarks:
/s/ Rashida La Lande, by Power of Attorney 09/10/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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